Assignment Of Rights In Song Found, Even Absent The Executed Copy Of The Agreement

ERIC A. ELLIOTT p/k/a FLY HAVANA, v. JOSEPH ANTHONY CARTAGENA p/k/a FAT JOE, et al.; No. 19 Civ. 1998 (NRB) (S.D.N.Y. 01-05-2022).

Plaintiff brought this action alleging copyright infringement based on claims that he is the coauthor and co-owner of the song “All The Way Up.” Defendants, including the rapper “Fat Joe,” moved for summary judgment and the Court granted the motion.

Central to the motion was the admissibility under Rules 1003 and 1004 of the Federal Rules of Evidence of a draft of a contract that defendants maintain establishes that Plaintiff contractually assigned away all of his rights in the song. The signed contract could not be located, despite extensive efforts to find the original signed document. Addressing the “best evidence” rule, the Court found:

We start by examining whether defendants have established that the Draft Agreement is admissible to prove the contents of the agreement signed by Elliott. According to the best evidence rule, “[a]n original writing . . . is required in order to prove its content unless these rules or a federal statute provides otherwise.” Fed.R.Evid. 1002. Two relevant exceptions to this rule are codified in Rules 1003 and 1004 of the Federal Rules of Evidence. The first exception is that a document may be admissible as a duplicate of the original document. Fed.R.Evid. 1003. It is undisputed that Elliott and Fat Joe met at an IHOP in March 2016. Parties' Rule 56.1 Stmts. ¶ 5. At the meeting, Fat Joe presented Elliott with a “piece of paper, ” which Elliott signed and left with Fat Joe, as well as a $5, 000 check, which Elliott took with him and later deposited. Id. ¶¶ 8-12. Fat Joe's transactional attorney, Erica Moreira, has submitted a sworn declaration that she prepared the “piece of paper” following a request on March 2, 2016 from Fat Joe. Moreira Sept. 18, 2019 Decl. ¶¶ 4-7 (ECF No. 131-2). According to Moreira, the document that she prepared is the Draft Agreement, which was “tailored” to include Elliott's driver's license information, taken from a picture of Elliott's license that Pacheco had emailed to Moreira on the morning of March 11, 2016. Id. at ¶¶ 5-6; ECF No. 131-3. Later that afternoon, Moreira emailed the Draft Agreement to Pacheco and Fat Joe, titling the email “Work For hire for Andrew Eric Elliot - Writer who is claiming a portion of All The Way Up.” ECF No. 145-1. Both of these emails have been submitted to the Court. Fat Joe's own sworn declaration states that he subsequently printed Moreira's Draft Agreement without altering it and brought it to the meeting with Elliott. Cartagena Decl. at ¶¶ 6, 8 (ECF No. 131-1). Accordingly, in our July 31, 2020 Order, we held that the Draft Agreement, ECF No. 145-1, is admissible as a duplicate to the same extent as the original agreement under Fed.R.Evid. 1003.

Having found that the Draft Agreement is admissible as a duplicate of the original, the next issue is whether the duplicate is evidence of the contents of the agreement. The answer is clearly yes, under the “well recognized exception [to the best evidence rule] . . . that secondary evidence may be admitted in lieu of the original provided the original has not been lost, destroyed or become unavailable through the fault of the proponent and provided the copy does not otherwise appear to be untrustworthy.” United States v. Knohl, 379 F.2d 427, 441 (2d Cir. 1967). Defendants have invoked the exceptions listed in Rule 1004(a) and (b) to support the introduction of the Draft Agreement to establish the contents of the agreement signed at the March 2016 meeting. Defs. Mot. at 15 (ECF No. 184-11). With ample, unchallenged evidence that the Draft Agreement is the document that Elliott signed, the only issue is whether the defendants have adequately explained their inability to produce the signed version.

According to Rule 1004 of the Federal Rules of Evidence, “[a]n original is not required and other evidence of the content of a writing . . . is admissible if: (a) all the originals are lost or destroyed, and not by the proponent acting in bad faith; [or] (b) an original cannot be obtained by any available judicial process.” Before seeking to “satisfy [this exception], the party seeking to prove the contents of the writing must establish a proper excuse for the nonproduction of the document and that the original did exist.” Bobcar Media, LLC v. Aardvark Event Logistics, Inc., 354 F.Supp.3d 375, 382 (S.D.N.Y. 2018) (internal quotation marks and citation omitted). As an initial matter, there is no dispute that a signed, original version of this agreement existed, as has been attested to by both defendants and Elliott. According to both Fat Joe and Elliott, during the March 2016 meeting, “Elliott signed the agreement, returned it to [Fat Joe], and took the check [presented with the agreement].” Cartagena Decl. at 7 (ECF No. 131-1); see also Elliott Decl. at 11 (ECF No. 155) (“After I signed the document, he immediately took the document and did not provide me a copy.”). With no dispute regarding the existence of an original, signed version of the document, we next determine whether defendants have provided sufficient explanations for their inability to produce it

The court then went on to conclude that the defendants had established that the contract was lost, that the document could not be located through judicial process (eg, subpoenas), and that the draft agreement showed that the plaintiff assigned plaintiff’s rights in the song.

The plaintiff’s other arguments also failed: copyright act statute of frauds (plaintiff admitting signing the document), lack of consideration (a $5,000 check), and fraudulent inducement (merger clause in the draft agreement).